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Compliance Manager & MLRO
Venture Search Dubai, United Arab Emirates (On-site)
Venture Search is currently working with a brokerage in the DIFC. This is a stand-alone role that will work closely with the CEO and have the opportunity to grow with the UAE business.
The key responsibilities of the Compliance Manager & MLRO include, but are not limited to:
Ensure that the company complies with the requirements of all applicable anti-money laundering legislation and internal Group standards
Develop, improve and manage the company’s policies related to AML in line with the latest regulations in the industry
Maintain, update and implement a Business Risk Assessment in line with the activities carried out by the company
Implement Group policies and procedures into the company’s policies
Carry out periodical risk assessments and advise the company on necessary actions
Investigate and analyze suspicious activity reporting from the transaction monitoring processes, make recommendations of required, and report to the regulatory where required.
Liaise with 3rd parties and regulators when and as needed
Qualifications:
Working experience within a brokerage is a MUST
To have been or currently is authorized by the DFSA/FSRA
Excellent oral and written skills and ability to communicate with a variety of both internal and external stakeholders
Previously worked in a regulated firm in the DIFC/ADGM
Analytical skills
Seniority Level: Managerial-Level
Job Functions: Project Management
Industries : Information Technology
